LINDA L. CAFFIN

Linda Caffin is Chief Administrative Officer at Carl Marks and Co. LP since 2004, and the Chief Compliance Officer for Carl Marks Securities, LLC since 2013.

Prior to joining Carl Marks, Ms. Caffin was Administrative Manager with the former Booz Allen Hamilton in the New York and Boston offices.  Ms. Caffin previously held various corporate positions in Management, Administration, and Human Resources.

Ms. Caffin has a Bachelor of Arts from the State University of New York at Albany.  Ms. Caffin is registered with FINRA as a General Securities Representative. Ms. Caffin is certified through the Society for Human Resources Management  as a Senior Certified Professional (SHRM-SCP), is certified as a Senior Professional in Human Resources (SPHR) through the Human Resources Certification Institute and serves as a Board member/Co-President Elect of New York City SHRM — HR/NY. She is a member of the State Bar of Georgia.  She is registered with FINRA as a General Securities Principal.