LINDA L. CAFFIN

Linda Caffin is Chief Administrative Officer at Carl Marks and Co. LP since 2004, and the Chief Compliance Officer for Carl Marks Securities LLC since 2013.

Prior to joining Carl Marks, Ms. Caffin was Administrative Manager with the former Booz Allen Hamilton (currently Strategy&) in the New York and Boston offices. Ms. Caffin previously held various senior level corporate positions in Management, HR and Administration.

Ms. Caffin is registered with FINRA as a General Securities Representative. Ms. Caffin is also certified through the Society for Human Resources Management as a Senior Certified Professional (SHRM-SCP), and is certified through the Human Resources Certification Institute as a Senior Professional in Human Resources (SPHR). Ms. Caffin serves as a Board member/Immediate Past Co-President of NYC SHRM. She is a member of the State Bar of Georgia.